With this client information, CAT Wealth Management AG (hereinafter: the Company) provides all essential information on your personal data that is collected and otherwise processed in the context of your asset management / investment advisory mandate.
Company Name CAT Wealth Management AG
Street, No. Tessinerplatz 7
Postal code, city 8002 Zurich
E-mail info@catwm.ch
Website www.catwm.ch
Name: Stefano Longo u/o Luca Arpino
E-mail data-protection@catwm.ch
This document is aligned with the EU General Data Protection Regulation ("GDPR") and the Swiss Data Protection Act ("FADP") and aims to comply with the Company's information obligations. However, the application of these laws depends on the individual case.
Personal data is any information relating to an identified or identifiable identified or identifiable natural person. As part of its mandate, the Company collects several types of personal data from you.
These include, in particular:
Personal details (e.g. name, address, date of birth, marital status
KYC information (e.g. origin of assets/money, occupation, transaction details)
Bank account information (e.g. IBAN)
This also includes any other information that you provide to us or that is necessarily collected in the course of providing the agreed service.
To the extent permitted by us, we may also receive your personal data from affiliated companies, public authorities or other third parties (such as sales partners, custodian banks). The categories of data we receive about you from third parties include, but are not limited to, information from public registers, data obtained in connection with administrative or judicial proceedings, information about you from correspondence and conversations with third parties, information about you provided to us by persons associated with you (family members, consultants, legal representatives, etc.) for the purpose of concluding or executing contracts with you or with your cooperation (e.g. powers of attorney), information about legal regulations such as anti-money laundering, information about you that can be found in the media or on the Internet (if specified in the individual case).
In principle, we store this data for 24 months after the end of the processing purpose. This period may be longer if it is necessary for evidentiary reasons or to comply with legal or contractual requirements.
CAT Wealth Management AG uses the data collected primarily to provide the agreed services to our clients and to procure products and services from our suppliers and subcontractors, as well as to comply with domestic and foreign legal obligations.
In addition, in accordance with applicable law and to the extent appropriate, we may process personal data for the following purposes, which are in our (or, where applicable, in the legitimate interests of a third party), such as:
Providing and developing our products, services and websites, apps and other platforms on which we operate;
advertising and marketing (including the organisation of events), provided that you have not objected to the use of your data for this purpose (if you are part of our customer base and receive advertising, you can object at any time and we will blacklist you against further promotional mailings);
assertion of legal claims and defence in legal disputes and administrative proceedings;
preventing and investigating crime and other misconduct;
Ensuring our operations, including our IT systems, websites, apps and other applications;
To the extent provided for by applicable law, subjects whose personal data are processed ("data subjects") have a number of rights in connection with the processing of their data. It is important for society that you can exercise your rights easily and transparently if you wish.
In particular, you have the following rights:
to request and obtain information as to whether and which of your data we process;
Request that inaccurate or incorrect items are corrected;
object to all or certain edits;
to request the deletion of data;
request that we provide you with certain personal data in a commonly used electronic format or transmit it to another data controller (data portability);
withdraw consent where our processing is based on your consent;
obtain further information on how to exercise these rights upon request.
In general, exercising these rights requires you to be able to prove your identity (e.g. by providing a copy of identity documents if your identity is not otherwise apparent or can be verified). To exercise these rights, please contact us in writing using the contact details provided above. Please note, however, that we reserve the right to enforce legal restrictions or exceptions on our part, for example if we are obliged to retain or process certain data, have an overriding interest (insofar as we can rely on such interests) or need the data to assert claims.
Please also note that exercising these rights may conflict with your contractual obligations, which may entail consequences such as early termination of the contract and may incur costs. If this is the case, we will inform you in advance, unless this has already been contractually agreed.
In addition, every data subject has the right to assert their rights in court or to lodge a complaint with the competent data protection authority. The competent data protection authority in Switzerland is the Federal Data Protection and Information Commissioner (https://www.edoeb.admin.ch/).
In connection with our mandate, our services and products, our legal obligations and in accordance with the aforementioned purposes of data processing, we may transfer data to third parties, to the extent that such transfer is permitted and we consider it appropriate for them to process the data on behalf of the Company ("Data Processor") or, where applicable, for their own purposes ("Data Controller"). In particular, the following categories of recipients may be affected:
Third-Party LCR Provider
CRM / PMS Providers
Data Hosting Providers
Custodians
Domestic and foreign authorities, official bodies and courts
Certain recipients are located in Switzerland, while others may be located in any country in the world. In particular, you must expect that your data will be transferred to any country in which CAT Wealth Management AG is represented by branches or other offices (www.catwm.ch) as well as to other countries in which our service providers are located.
If a recipient is located in a country without adequate legal data protection, we will oblige the recipient to comply with data protection (we use the revised Standard Contractual Clauses of the European Commission, which you can access here: https://eur-lex.europa.eu/eli/dec_impl/2021/914/oj?), unless the recipient is subject to a legally recognized set of rules to ensure data protection and we cannot rely on a exception. An exception may apply, for example, in the case of legal proceedings abroad, but also in cases where there is an overriding public interest or the performance of a contract requires the disclosure, if you have consented or if the data has been made generally available by you and you have not objected to the processing.
We may change this Privacy Policy at any time without notice. The current version published on our website applies. If the Privacy Policy is part of an agreement with you, we will notify you by email or other appropriate means in the event of a change.
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